Rest assured knowing that Actiwires LLC DBA UFUND is committed to adhering to the highest standards of legal compliance to protect your investments. Our dedication to compliance with relevant securities regulations ensures that your investments are secure and managed with integrity. Here’s how we uphold legal compliance:

Adherence to Securities Regulations

• Regulation D (Reg D):
• Description: Actiwires LLC DBA UFUND adheres to the SEC’s Regulation D, which allows companies to raise capital through the sale of securities without the need to register with the SEC.
• Benefit: Provides a streamlined process for issuers while ensuring that investors are protected through specific disclosure requirements and investment limits.
• Regulation S (Reg S):
• Description: We comply with Regulation S, which governs the offer and sale of securities outside the United States, ensuring that these transactions meet all necessary legal standards.
• Benefit: Facilitates international investment opportunities while maintaining compliance with U.S. securities laws.
• Regulation Crowdfunding (Reg CF):
• Description: Our platform follows Regulation Crowdfunding guidelines, allowing small businesses and startups to raise funds from a large number of investors through a registered online platform.
• Benefit: Expands access to capital for emerging companies while protecting investors with disclosure requirements and investment limits.
• Regulation A (Reg A):
• Description: Actiwires LLC DBA UFUND offers securities under Regulation A, providing a simplified process for small and medium-sized enterprises to raise funds publicly.
• Benefit: Offers investors opportunities to participate in early-stage investments with regulatory safeguards.
• Rule 144A:
• Description: We comply with Rule 144A, which allows for the resale of restricted securities to qualified institutional buyers, enhancing liquidity for large investments.
• Benefit: Increases marketability and flexibility for institutional investors while maintaining regulatory compliance.

Comprehensive Due Diligence

• Investor Verification:
• Description: We conduct thorough due diligence to verify the accreditation status of investors and ensure they meet eligibility criteria.
• Benefit: Protects both issuers and investors by ensuring that investments are made by qualified individuals.
• KYC and AML Compliance:
• Description: Actiwires LLC DBA UFUND adheres to Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations, requiring thorough identification and monitoring of participants.
• Benefit: Mitigates risks associated with fraudulent activities and ensures the integrity of the investment environment.

Transparent Reporting and Disclosure

• Regular Reporting:
• Description: We provide regular updates and financial reports to investors, ensuring transparency and accountability in all our operations.
• Benefit: Keeps investors informed about the performance and progress of their investments, fostering trust and confidence.
• Disclosure Requirements:
• Description: Actiwires LLC DBA UFUND meets all regulatory disclosure requirements, providing essential information about the risks and opportunities associated with each investment.
• Benefit: Ensures that investors have access to the information needed to make informed investment decisions.

Secure and Compliant Transactions

• Smart Contracts:
• Description: Our platform uses smart contracts to automate and enforce compliance with regulatory requirements.
• Benefit: Enhances the security and efficiency of transactions, reducing the risk of errors and non-compliance.
• Data Security:
• Description: We implement robust data security measures to protect the personal and financial information of our users.
• Benefit: Ensures the confidentiality and integrity of sensitive data, providing peace of mind to our investors.

Commitment to Ethical Practices

• Code of Ethics:
• Description: Actiwires LLC DBA UFUND operates under a strict code of ethics, promoting honesty, integrity, and fairness in all our dealings.
• Benefit: Builds a trustworthy and reliable investment environment.
• Ongoing Training:
• Description: Our team undergoes regular training on legal and regulatory updates to stay informed and compliant with the latest requirements.
• Benefit: Ensures that our operations remain current with evolving regulations, maintaining the highest standards of compliance.

Conclusion

At Actiwires LLC DBA UFUND, legal compliance is at the core of our operations. We are dedicated to protecting your investments by adhering to all relevant securities regulations, conducting thorough due diligence, maintaining transparency, ensuring secure transactions, and upholding ethical practices. By choosing Actiwires LLC DBA UFUND, you can invest with confidence, knowing that your assets are managed within a compliant and secure framework.